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© 2025 Sheltered Harbor LLC


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Phone: +1 347.797.1230
info@ShelteredHarbor.org

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Join as a Bank or Credit Union

For banks and credit unions, Participant fees are determined based on Participant's total US banking assets to more accurately reflect bank size. The schedule below describes current fees applying at each level of Participant’s assets.

Annual Fee Assessment Schedule for Banks and Credit Unions

Assets

Fee
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 <$100MM  $250       007 monitor 1       OR        Download Agreement
 >$100M  $500        007 monitor 1       OR       Download Agreement
 >$500M  $1,000       007 monitor 1       OR       Download Agreement
 >$1B   $2,500       007 monitor 1       OR       Download Agreement
 >$5B   $5,000       007 monitor 1       OR       Download Agreement
 >$10B  $10,000       007 monitor 1       OR       Download Agreement
 >$50B  $25,000       007 monitor 1    OR       Download Agreement
 >$250B  $50,000       007 monitor 1    OR       Download Agreement

If your operations include brokerage and/or asset management accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset management fee calculation.

Join as Brokerage

For securities firms, Participant fees are determined based on both client assets* and the number of clearing clients. The schedule below describes current fees applying at each level of Participant’s assets and clearing clients.

Annual Fee Assessment Schedule for Securities Firms

 Client
 Assets*

 Clearing
 Clients

 Fee 

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 Online
Download 

 <$100MM

 and 

 <1 (self clearer)      

 $2,500

     007 monitor 1    

 OR 

      Download Agreement

 <$10B

 and  

 <50

 $5000 

     007 monitor 1    

 OR

      Download Agreement

 50 - 100

 $10,000 

     007 monitor 1    

 OR

      Download Agreement

 $10B - $200B  

 and 

 <20

 $10,000 

     007 monitor 1    

 OR

      Download Agreement

 >20

 $25,000 

     007 monitor 1    

 OR

      Download Agreement
 >$200B   or   >100  $25,000       007 monitor 1      OR       Download Agreement

* Including discretionary and non-discretionary assets

If your operations include banking and/or asset management accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset management fee calculation.

Join as an Asset Manager

Participant fees or asset managers, transfer agents and recordkeepers are determined based on AUM or plan assets.  The schedule below describes current fees applying at each level of Participant's AUM or plan assets.

Annual Fee Schedule for Asset Managers, Transfer Agents, Insurers, Hedge Funds, Custodians, Private Equity and other Financial Recordkeepers

 AUM or Plan Assets

 Fee 

Join Sheltered Harbor
 Online
Download 
 <$20B  $1,000       007 monitor 1      OR        Download Agreement
  $5B - $20B  $2,500       007 monitor 1     OR       Download Agreement
 $20B - $50B  $15,000       007 monitor 1      OR       Download Agreement
 $50B - $200B  $25,000        007 monitor 1      OR       Download Agreement
 > $200B  $50,000        007 monitor 1      OR       Download Agreement

If your operations include banking and/or brokerage accounts, please check those fee schedules as well, because you will pay a single fee based on the larger of the banking or brokerage or asset management fee calculation.

Welcome to Sheltered Harbor
Working Groups

Sheltered Harbor standards, best practices, and other materials are developed by collaborative working groups, composed of subject matter experts, mainly from Sheltered Harbor participant institutions and partners.

The working groups are highly active, meet often, and produce concrete deliverables. Therefore, joining is a real commitment. In return, members get to shape the development of the standard, build their own skills and expertise in various aspects of cyber resilience, and grow their professional networks through substantive work with peers around the country.

Current Working Groups:

  • Banking
  • Brokerage
  • GSIB
  • Technology
  • Adherence
  • Communications
  • Playbook and Logistics

If you are a participant interested in joining a working group, please contact Sheltered Harbor at This email address is being protected from spambots. You need JavaScript enabled to view it..

Alliance Partners

Sheltered Harbor has engaged the following list of advisory, assurance and technology solution provider firms as our Alliance Partners, to help Participants with implementation.

We will continue to expand relationships with other select firms in an effort to support the market with a broad menu of options, so keep checking for updates. 

Advanced Software Products Group (ASPG) Inc. Brand Ambassador    
Lisa Hamilton Executive VP Sales 239-649-1548 x2031   This email address is being protected from spambots. You need JavaScript enabled to view it.
Capgemini Advisory    
Rob Jepson Senior Manager, Cybersecurity Center of Execellence 720-480-4538   This email address is being protected from spambots. You need JavaScript enabled to view it.
Cobalt Iron Solution Provider    
Andy T. Hurt Chief Marketing Officer 720-891-0053   This email address is being protected from spambots. You need JavaScript enabled to view it.
Cobalt Iron Compass® for Sheltered Harbor will protect consumer account data via SaaS delivery for on-premises or cloud deployment options.
Cohesity Brand Ambassador
   
Lina Parness Marketplace Alliances Manager 650-576-8540  This email address is being protected from spambots. You need JavaScript enabled to view it.
Dell Technologies ENDORSED  Solution Provider    
Jim Shook Director, Cybersecurity & Compliance 678-230.0525   This email address is being protected from spambots. You need JavaScript enabled to view it.

Learn how Dell Technologies can help your U.S. financial institution expedite Sheltered Harbor “Data Protected” Certification with “Dell EMC PowerProtect Cyber Recovery for Sheltered Harbor”, the first turnkey data vaulting solution to receive endorsement for meeting all of the requirements of the Sheltered Harbor standard   

Grant Thornton Assurance - Qualified Assessor    
Vincent Concialdi Partner 312-602-8731   This email address is being protected from spambots. You need JavaScript enabled to view it.
Learn how Grant Thornton can help your U.S. financial institution with independent attestation services for Sheltered Harbor Certification and annual recertification.

Mainline Information Systems Brand Ambassador    
Chris Dedham Solutions Architect 703-608-0330   This email address is being protected from spambots. You need JavaScript enabled to view it.
PwC Advisory    
Shawn Lonergan, Ph.D. Principal - Cyber, Risk & Regualtory 917-683-9049   This email address is being protected from spambots. You need JavaScript enabled to view it.
PwC Assurance - Qualified Assessor    
Jeff Trent Partner 646-471-7343   This email address is being protected from spambots. You need JavaScript enabled to view it.
RSM Assurance      
Melissa Harp Principal  612-376-9871 This email address is being protected from spambots. You need JavaScript enabled to view it.
John Huyette Principal 215-648-3181   This email address is being protected from spambots. You need JavaScript enabled to view it.
Veritas Technologies LLC Solution Provider      
Liji Kuruvilla Sr. Principal Product Manager, NBU Product Management 407-417-5523   This email address is being protected from spambots. You need JavaScript enabled to view it.
Elias AbuGhazaleh Director, Product Management 321-578-1979   This email address is being protected from spambots. You need JavaScript enabled to view it.
Veritas Technologies, a leader in multi-cloud data management, has joined the Sheltered Harbor Alliance Partner Program as a solution provider. This reinforces Veritas’ commitment to ensuring that critical customer data in the financial sector remains protected from cyber threats, including ransomware.

We're happy to hear from you.
Tell Us About Yourself.

We look forward to having you join Sheltered Harbor
Please provide some basic info so that we can get you started.

Thank you for your interest in the Sheltered Harbor community. All new participants are subject to a vetting process to insure eligibility for participation. Once your account has been paid and approved, you will receive additional communications from the Sheltered Harbor team regarding set up and activation. In the meantime, please contact This email address is being protected from spambots. You need JavaScript enabled to view it. with any questions or concerns.
Solution Providers

Below is a current list of Sheltered Harbor Solution Providers, firms that have demonstrated a complete understanding of Sheltered Harbor's data vaulting standards, and which are implementing those standards in their products. Those firms whose products have demonstrated complete adherence to the standards in at least two production installations qualify for Sheltered Harbor Endorsement and can use the "Endorsement" seal. For additional details, contact the solution provider firm directly. 

We will continue to expand relationships with other select firms in an effort to support the market with a broad menu of options, so keep checking for updates. 

Cobalt Iron Solution Provider    
Andy T. Hurt Chief Marketing Officer 720-891-0053   This email address is being protected from spambots. You need JavaScript enabled to view it.
Cobalt Iron Compass® for Sheltered Harbor will protect consumer account data via SaaS delivery for on-premises or cloud deployment options.
 
Dell Technologies  SH Endorsed Solution White ENDORSED Solution Provider  
Jim Shook Director, Cybersecurity & Compliance 678-230-0525   This email address is being protected from spambots. You need JavaScript enabled to view it.

Learn how Dell Technologies can help your U.S. financial institution expedite Sheltered Harbor “Data Protected” Certification with “Dell EMC PowerProtect Cyber Recovery for Sheltered Harbor”, the first turnkey data vaulting solution to receive endorsement for meeting all of the requirements of the Sheltered Harbor standard   

 
FIS  SH Endorsed Solution White ENDORSED Solution Provider  
Scott Yoshimura Senior Director, Product Management 602-337-3347   This email address is being protected from spambots. You need JavaScript enabled to view it.

Learn how FIS, a global leader in fintech and the first service provider officially certified with an endorsed solution and service for Sheltered Harbor Data Protection, can streamline and expedite your Sheltered Harbor Certification with FIS Data Restore.   

 
Veritas Technologies LLC Solution Provider      
Liji Kuruvilla Sr. Principal Product Manager, NBU Product Management 407-417-5523   This email address is being protected from spambots. You need JavaScript enabled to view it.
Elias AbuGhazaleh Director, Product Management 321-578-1979   This email address is being protected from spambots. You need JavaScript enabled to view it.
Veritas Technologies, a leader in multi-cloud data management, has joined the Sheltered Harbor Alliance Partner Program as a solution provider. This reinforces Veritas’ commitment to ensuring that critical customer data in the financial sector remains protected from cyber threats, including ransomware.

Company name
Address: 2411 Any Street,
Any Town,
United Kingdom.
Phone: +123 456 7890
Fax: +123 456 7890
Mail to: This email address is being protected from spambots. You need JavaScript enabled to view it.